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PTSD: The Body Keeps The Score
Memory & the Evolving Psychobiology of Post Traumatic Stress
by Bessel van der Kolk
Bessel A. van der Kolk, MD.
Harvard Medical School
HRI Trauma Center
227 Babcock Street
Boston, MA 02146
The author wishes to thank Rita Fisler, Ed.M. for her editorial assistance.
Background
For more than a century, ever since
people's responses to overwhelming experiences were first systematically
explored, it has been noted that the psychological effects of trauma are
expressed as changes in the biological stress response. In 1889, Pierre Janet
(1), postulated that intense emotional reactions make events traumatic by
interfering with the integration of the experience into existing memory
schemes. Intense emotions, Janet thought, cause memories of particular events
to be dissociated from consciousness, and to be stored, instead, as visceral
sensations (anxiety and panic), or as visual images (nightmares and
flashbacks). Janet also observed that traumatized patients seemed to react to
reminders of the trauma with emergency responses that had been relevant to the
original threat, but that had no bearing on current experience. He noted that
victims had trouble learning from experience: unable to put the trauma behind
them, their energies were absorbed by keeping their emotions under control at
the expense of paying attention to current exigencies. They became fixated upon
the past, in some cases by being obsessed with the trauma, but more often by
behaving and feeling like they were traumatized over and over again without
being able to locate the origins of these feelings (2,3).
Freud also considered the tendency to
stay fixated on the trauma to be biologically based: "After severe shock..
the dream life continually takes the patient back to the situation of his
disaster from which he awakens with renewed terror.. the patient has undergone
a physical fixation to the trauma"(4). Pavlov's investigations continued
the tradition of explaining the effects of trauma as the result of lasting physiological
alterations. He, and others employing his paradigm, coined the term
"defensive reaction" for a cluster of innate reflexive responses to
environmental threat (5). Many studies have shown how the response to potent
environmental stimuli (unconditional stimuli-US) becomes a conditioned
reaction. After repeated aversive stimulation, intrinsically non-threatening
cues associated with the trauma (conditional stimuli-CS) become capable of
eliciting the defensive reaction by themselves (conditional response-CR). A
rape victim may respond to conditioned stimuli, such as the approach by an
unknown man, as if she were about to be raped again, and experience panic.
Pavlov also pointed out that individual differences in temperament accounted
for the diversity of long term adaptations to trauma.
Abraham Kardiner(6), who first
systematically defined posttraumatic stress for American audiences, noted that
sufferers from "traumatic neuroses" develop an enduring vigilance for
and sensitivity to environmental threat, and stated that "the nucleus of
the neurosis is a physioneurosis. This is present on the battlefield and during
the entire process of organization; it outlives every intermediary
accommodative device, and persists in the chronic forms. The traumatic syndrome
is ever present and unchanged". In "Men under Stress", Grinker
and Spiegel (7) catalogue the physical symptoms of soldiers in acute
posttraumatic states: flexor changes in posture, hyperkinesis, "violently
propulsive gait", tremor at rest, masklike facies, cogwheel rigidity,
gastric distress, urinary incontinence, mutism, and a violent startle reflex.
They noted the similarity between many of these symptoms and those of diseases
of the extrapyramidal motor system. Today we can understand them as the result
of stimulation of biological systems, particularly of ascending amine
projections. Contemporary research on the biology of PTSD, generally uninformed
by this earlier research, confirms that there are persistent and profound
alterations in stress hormones secretion and memory processing in people with
PTSD.
The
Symptomatology of PTSD
Starting with Kardiner(6), and closely
followed by Lindemann (8), a vast literature on combat trauma, crimes, rape,
kidnapping, natural disasters, accidents and imprisonment have shown that the
trauma response is bimodal: hypermnesia, hyper-reactivity to stimuli and
traumatic reexperiencing coexist with psychic numbing, avoidance, amnesia and
anhedonia (9,10,11,12). These responses to extreme experiences are so
consistent across traumatic stimuli that this biphasic reaction appears to be
the normative response to any overwhelming and uncontrollable experience. In
many people who have undergone severe stress, the post-traumatic response fades
over time, while it persists in others. Much work remains to be done to spell
out issues of resilience and vulnerability, but magnitude of exposure, prior
trauma, and social support appear to be the three most significant predictors
for developing chronic PTSD (13,14).
In an apparent attempt to compensate
for chronic hyperarousal, traumatized people seem to shut down: on a behavioral
level, by avoiding stimuli reminiscent of the trauma; on a psychobiological
level, by emotional numbing, which extends to both trauma-related, and everyday
experience (15). Thus, people with chronic PTSD tend to suffer from numbing of
responsiveness to the environment, punctuated by intermittent hyperarousal in
response to conditional traumatic stimuli. However, as Pitman has pointed out
(16), in PTSD, the stimuli that precipitate emergency responses may not be
conditional enough: many triggers not directly related to the traumatic
experience may precipitate extreme reactions. Thus, people with PTSD suffer
both from generalized hyperarousal and from physiological emergency reactions
to specific reminders(9,10) The loss of affective modulation that is so central
in PTSD mayhelp explain the observation that traumatized people lose the
capacity to utilize affect states as signals (18). Instead of using feelings as
cues to attend to incoming information, in people with PTSD arousal is likely
to precipitate flight or fight reactions (19). Thus, they are prone to go
immediately from stimulus to response without making the necessary
psychological assessment of the meaning of what is going on. This makes them
prone to freeze, or, alternatively, to overreact and intimidate others in
response to minor provocations (12,20).
Psychophysiology
Abnormal psychophysiological responses
in PTSD have been demonstrated on two different levels: 1) in response to
specific reminders of the trauma and 2) in response to intense, but neutral
stimuli, such as acoustic startle. The first paradigm implies heightened
physiological arousal to sounds, images, and thoughts related to specific
traumatic incidents. A large number of studies have confirmed that traumatized
individuals respond to such stimuli with significant conditioned autonomic
reactions, such as heart rate, skin conductance and blood pressure
(20,21,22,23, 24,25). The highly elevated physiological responses that
accompany the recall of traumatic experiences that happened years, and
sometimes decades before, illustrate the intensity and timelessness with which
traumatic memories continue to affect current experience (3,16). This phenomenon
has generally been understood in the light of Peter Lang's work (26) which
shows that emotionally laden imagery correlates with measurable autonomic
responses. Lang has proposed that emotional memories are stored as
"associative networks", that are activated when a person is
confronted with situations that stimulate a sufficient number of elements that
make up these networks. One significant measure of treatment outcome that has
become widely accepted in recent years is a decrease in physiological arousal in
response to imagery related to the trauma (27). However, Shalev et al (28) have
shown that desensitization to specific trauma-related mental images does not
necessarily generalize to recollections of other traumatic events, as well.
Kolb (29) was the first to propose that
excessive stimulation of the CNS at the time of the trauma may result in
permanent neuronal changes that have a negative effect on learning,
habituation, and stimulus discrimination. These neuronal changes would not
depend on actual exposure to reminders of the trauma for expression. The
abnormal startle response characteristic of PTSD (10) exemplifies such neuronal
changes.
Despite the fact that an abnormal
acoustic startle response (ASR) has been seen as a cardinal feature of the trauma
response for over half a century, systematic explorations of the ASR in PTSD
have just begun. The ASR consists of a characteristic sequence of muscular and
autonomic responses elicited by sudden and intense stimuli (30,31). The
neuronal pathways involved consist of only a small number of mediating synapses
between the receptor and effector and a large projection to brain areas
responsible for CNS activation and stimulus evaluation (31). The ASR is
mediated by excitatory amino acids such as glutamate and aspartate and is
modulated by a variety of neurotransmitters and second messengers at both the
spinal and supraspinal level (32). Habituation of the ASR in normals occurs
after 3 to 5 presentations (30).
Several studies have demonstrated
abnormalities in habituation to the ASR in PTSD (33,34,35,36). Shalev et al
(33) found a failure to habituate both to CNS and ANS-mediated responses to ASR
in 93% of the PTSD group, compared with 22% of the control subjects.
Interestingly, people who previously met criteria for PTSD, but no longer do so
now, continue to show failure of habituation of the ASR (van der Kolk et al,
unpublished data; Pitman et al, unpublished data), which raises the question
whether abnormal habituation to acoustic startle is a marker of, or a
vulnerability factor for developing PTSD.
The failure to habituate to acoustic
startle suggests that traumatized people have difficulty evaluating sensory
stimuli, and mobilizing appropriate levels of physiological arousal(30). Thus,
the inability of people with PTSD to properly integrate memories of the trauma
and, instead, to get mired in a continuous reliving of the past, is mirrored
physiologically in the misinterpretation of innocuous stimuli, such as the ASR,
as potential threats.
The
Hormonal Stress Response & the Psychobiology of PTSD
Post Traumatic Stress Disorder develops
following exposure to events that are intensely distressing. Intense stress is
accompanied by the release of endogenous, stress-responsive neurohormones, such
as cortisol, epinephrine and norepinephrine (NE), vasopressin, oxytocin and
endogenous opioids. These stress hormones help the organism mobilize the
required energy to deal with the stress, ranging from increased glucose release
to enhanced immune function. In a well-functioning organism, stress produces
rapid and pronounced hormonal responses. However, chronic and persistent stress
inhibits the effectiveness of the stress response and induces desensitization
(37).
Much still remains to be learned about
the specific roles of the different neurohormones in the stress response. NE is
secreted by the Locus Coeruleus(LC) and distributed through much of the CNS,
particularly the neocortex and the limbic system, where it plays a role in
memory consolidation and helps initiate fight/ flight behaviors.
Adrenocorticotropin (ACTH) is released from the anterior pituitary, and
activates a cascade of reactions, eventuating in release of glucocorticoids
from the adrenals. The precise interrelation between
Hypothalamic-Pituitary-Adrenal (HPA) Axis hormones and the catecholamines in
the stress response is not entirely clear, but it is known that stressors that
activate NE neurons also increase CRF concentrations in the LC (38), while
intracerebral ventricular infusion of CRF increases NE in the forebrain (39).
Glucocorticoids and catecholamines may modulate each other's effects: in acute
stress, cortisol helps regulate stress hormone release via a negative feedback
loop to the hippocampus, hypothalamus and pituitary (40) and there is evidence
that corticosteroids normalize catecholamine-induced arousal in limbic midbrain
structures in response to stress (41). Thus, the simultaneous activation of
corticosteroids and catecholamines could stimulate active coping behaviors,
while increased arousal in the presence of low glucocorticoid levels may
promote undifferentiated fight or flight reactions (42).
While acute stress activates the HPA
axis and increases glucocorticoid levels, organisms adapt to chronic stress by
activating a negative feedback loop that results in 1) decreased resting
glucocorticoid levels in chronically stressed organisms, (43), 2) decreased
glucocorticoid secretion in response to subsequent stress (42), and 3)
increased concentration of glucocorticoid receptors in the hippocampus (44).
Yehuda has suggested that increased concentration of glucocorticoid receptors
could facilitate a stronger glucocorticoid negative feedback, resulting in a
more sensitive HPA axis and a faster recovery from acute stress (45).
Chronic exposure to stress affects both
acute and chronic adaptation: it permanently alters how an organism deals with
its environment on a day-to-day basis, and it interferes with how it copes with
subsequent acute stress (45).
Neuroendocrine
Abnormalities in PTSD
Since there is an extensive animal
literature on the effects of inescapable stress on the biological stress
response of other species, such as monkeys and rats, much of the biological
research on people with PTSD has focussed on testing the applicability of those
research findings to people with PTSD (46,47). People with PTSD, like
chronically and inescapbly shocked animals, seem to suffer from a persistent
activation of the biological stress response upon exposure to stimuli
reminiscent of the trauma.
1)
Catecholamines. Neuroendocrine studies of Vietnam veterans with PTSD have
found good evidence for chronically increased sympathetic nervous system
activity in PTSD. One study (48) found elevated 24h excretions of urinary NE
and epinephrine in PTSD combat veterans compared with patients with other
psychiatric diagnoses. While Pitman & Orr (49) did not replicate these
findings in 20 veterans and 15 combat controls, the mean urinary NE excretion
values in their combat controls (58.0 ug/day) were substantially higher than
those previously reported in normal populations. The expected compensatory
downregulation of adrenergic receptors in response to increased levels of
norepinephrine was confirmed by a study that found decreased platelet alpha-2
adrenergic receptors in combat veterans with PTSD, compared with normal
controls (50). Another study also found an abnormally low alpha-2 adrenergic
receptor-mediated adenylate cyclase signal transduction (51). In a recent study
Southwick et al (52) used yohimbine injections (0.4 mg/kg), which activate
noradrenergic neurons by blocking the alpha-2 auto- receptor, to study
noradrenergic neuronal dysregulation in Vietnam veterans with PTSD. Yohimbine
precipitated panic attacks in 70% of subjects and flashbacks in 40%. Subjects
responded with larger increases in plasma MHPG than controls. Yohimbine
precipitated significant increases in all PTSD symptoms.
2)
Corticosteroids. Two studies have shown that veterans with PTSD have low
urinary cortisol excretion, even when they have comorbid major depressive
disorder (42,53). One study failed to replicate this finding (49). In a series
of studies, Yehuda et al (42,54) found increased numbers of lymphocyte
glucocorticoid receptors in Vietnam veterans with PTSD. Interestingly, the
number of glucocorticoid receptors was proportional to the severity of PTSD
symptoms. Yehuda (54) also has reported the results of an unpublished study by
Heidi Resnick, in which acute cortisol response to trauma was studied from
blood samples from 20 acute rape victims. Three months later, a prior trauma
history was taken, and the subjects were evaluated for the presence of PTSD.
Victims with a prior history of sexual abuse were significantly more likely to
have developed PTSD three months following the rape than rape victims who did
not develop PTSD. Cortisol levels shortly after the rape were correlated with
histories of prior assaults: the mean initial cortisol level of individuals
with a prior assault history was 15 ug/dl compared to 30 ug/dl in individuals
without. These findings can be interpreted to mean either that prior exposure
to traumatic events result in a blunted cortisol response to subsequent trauma,
or in a quicker return of cortisol to baseline following stress. The fact that
Yehuda et al (45) also found subjects with PTSD to be hyperresponsive to low
doses of dexamethasone argues for an enhanced sensitivity of the HPA feedback
in traumatized patients.
3)
Serotonin. While the role of serotonin in PTSD has not been systematically
investigated, both the fact that inescapably shocked animals develop decreased
CNS serotonin levels (55), and that serotonin re-uptake blockers are effective
pharmacological agents in the treatment of PTSD, justify a brief consideration
of the potential role of this neurotransmitter in PTSD. Decreased serotonin in
humans has repeatedly been correlated with impulsivity and aggression
(56,57,58). The literature tends to readily assume that these relationships are
based on genetic traits. However, studies of impulsive, aggressive and suicidal
patients seem to find at least as robust an association between those behaviors
and histories of childhood trauma (e.g. 59,60,61). It is likely that both
temperament and experience affect relative CNS serotonin levels (12).
Low serotonin in animals is also
related to an inability to modulate arousal, as exemplified by an exaggerated
startle (62,63), and increased arousal in response to novel stimuli, handling,
or pain (63). The behavioral effects of serotonin depletion on animals is
characterized by hyperirritability, hyperexitability, and hypersensitivity, and
an "...exaggerated emotional arousal and/or aggressive display, to
relatively mild stimuli" (63). These behaviors bear a striking resemblance
to the phenomenology of PTSD in humans. Furthermore, serotonin re-uptake
inhibitors have been found to be the most effective pharmacological treatment
of both obsessive thinking in people with OCD (64), and of involuntary
preoccupation with traumatic memories in people with PTSD (65,66). It is likely
that serotonin plays a role in the capacity to monitor the environment flexibly
and to respond with behaviors that are situation-appropriate, rather than
reacting to internal stimuli that are irrelevant to current demands.
4).
Endogenous opioids. Stress induced analgesia (SIA) has been
described in experimental animals following a variety of inescapable stressors
such as electric shock, fighting, starvation and cold water swim (67). In
severely stressed animals, opiate withdrawal symptoms can be produced both by
termination of the stressful stimulus or by naloxone injections. Stimulated by
the findings that fear activates the secretion of endogenous opioid peptides,
and that SIA can become conditioned to subsequent stressors and to previously
neutral events associated with the noxious stimulus, we tested the hypothesis
that in people with PTSD, re-exposure to a stimulus resembling the original
trauma will cause an endogenous opioid response that can be indirectly measured
as naloxone reversible analgesia (68,69). We found that two decades after the
original trauma, people with PTSD developed opioid-mediated analgesia in
response to a stimulus resembling the traumatic stressor, which we correlated
with a secretion of endogenous opioids equivalent to 8 mg of morphine.
Self-reports of emotional responses suggested that endogenous opioids were
responsible for a relative blunting of the emotional response to the traumatic
stimulus.
Endogenous
Opiates & Stress Induced Analgesia: Possible Implications for Affective Function
When young animals are isolated, and
older ones attacked, they respond initially with aggression (hyperarousal-
fight- protest), and, if that does not produce the required results, with
withdrawal (numbing-flight-despair). Fear-induced attack or protest patterns in
the young serve to attract protection, and in mature animals to prevent or
counteract the predator's activity. During external attacks pain-inhibition is
a useful defensive capacity, because attention to pain would interfere with
effective defense: grooming or licking wounds may attract opponents and
stimulate further attack (70). Thus defensive and pain-motivated behaviors are
mutually inhibitory. Stress-induced analgesia protects organisms against
feeling pain while engaged in defensive activities. As early as 1946, Beecher
(71), after observing that 75% of severely wounded soldiers on the Italian
front did not request morphine, speculated that "strong emotions can block
pain". Today, we can reasonably assume that this is due to the release of
endogenous opioids(68,69).
Endogenous opioids, which inhibit pain
and reduce panic, are secreted after prolonged exposure to severe stress.
Siegfried et al (70) have observed that memory is impaired in animals when they
can no longer actively influence the outcome of a threatening situation. They
showed that both the freeze response and panic interfere with effective memory
processing: excessive endogenous opioids and NE both interfere with the storage
of experience in explicit memory. Freeze/numbing responses may serve the
function of allowing organisms to not "consciously experience" or not
to remember situations of overwhelming stress (and which thus will also keep
them from learning from experience). We have proposed that the dissociative
reactions in people in response to trauma may be analogous to this complex of
behaviors that occur in animals after prolonged exposure to severe
uncontrollable stress (68).
Developmental
Level Affects the Psychobiological Effects of Trauma
While most studies on PTSD have been
done on adults, particularly on war veterans, in recent years a small
prospective literature is emerging that documents the differential effects of
trauma at various age levels. Anxiety disorders, chronic hyperarousal, and
behavioral disturbances have been regularly described in traumatized children
(e.g.72,73,74). In addition to the reactions to discrete, one time, traumatic
incidents documented in these studies, intrafamilial abuse is increasingly
recognized to produce complex post-traumatic syndromes (75), which involve
chronic affect dysregulation, destructive behavior against self and others,
learning disablities, dissociative problems, somatization, and distortions in
concepts about self and others (76,77). The Field Trials for DSM IV showed that
these this conglomeration of symptoms tended to occur together and that the
severity of this syndrome was proportional to the age of onset of the trauma
and its duration (78).
While current research on traumatized
children is outside the scope of this review, it is important to recognize that
a range of neurobiological abnormalities are beginning to be identified in this
population. Frank Putnam's prospective, but as yet unpublished, studies
(personal communications, 1991,1992,1993) are showing major neuroendocrine
disturbances in sexually abused girls compared with normals. Research on the
psychobiology of childhood trauma can be profitably informed by the vast
literature on the psychobiological effects of trauma and deprivation in
non-human primates (12,79).
Trauma
& Memory: The Flexibility of Memory & the Engraving of Trauma
One hundred years ago, Pierre Janet (1)
suggested that the most fundamental of mental activities is the storage and
categorization of incoming sensations into memory, and the retrieval of those
memories under appropriate circumstances. He, like contemporary memory
researchers, understood that what is now called semantic, or declarative,
memory is an active and constructive process and that remembering depends on
existing mental schemata (3,80): once an event or a particular bit of
information is integrated into existing mental schemes, it will no longer be
accessible as a separate, immutable entity, but be distorted both by prior
experience, and by the emotional state at the time of recall(3). PTSD, by
definition, is accompanied by memory disturbances, consisting of both
hypermnesias and amnesias (9,10). Research into the nature of traumatic
memories (3) indicates that trauma interferes with delarative memory, i.e.
conscious recall of experience, but does not inhibit implicit, or
non-declarative memory, the memory system that controls conditioned emotional
responses, skills and habits, and sensorimotor sensations related to
experience. There now is enough information available about the biology of
memory storage and retrieval to start building coherent hypotheses regarding
the underlying psychobiological processes involved in these memory disturbances
(3,16,17,25).
In the beginning of this century Janet
already noted that: "certain happenings ... leave indelible and
distressing memories-- memories to which the sufferer continually returns, and
by which he is tormented by day and by night" (81). Clinicians and
researchers dealing with traumatized patients have repeatedly made the
observation that the sensory experiences and visual images related to the
trauma seem not to fade over time, and appear to be less subject to distortion
than ordinary experiences (1,49,82). When people are traumatized, they are said
to experience "speechless terror": the emotional impact of the event
may interfere with the capacity to capture the experience in words or symbols.
Piaget (83) thought that under such circumstances, failure of semantic memory
leads to the organization of memory on a somatosensory or iconic level (such as
somatic sensations, behavioral enactments, nightmares and flashbacks). He
pointed out: "It is precisely because there is no immediate accommodation
that there is complete dissociation of the inner activity from the external world.
As the external world is solely represented by images, it is assimilated
without resistance (i.e. unattached to other memories) to the unconscious
ego".
Traumatic
memories are state dependent.
Research has shown that, under ordinary
conditions, many traumatized people, including rape victims (84), battered
women (85) and abused children (86) have a fairly good psychosocial adjustment.
However, they do not respond to stress the way other people do. Under pressure,
they may feel, or act as if they were traumatized all over again. Thus, high
states of arousal seem to selectively promote retrieval of traumatic memories,
sensory information, or behaviors associated with prior traumatic experiences
(9,10). The tendency of traumatized organisms to revert to irrelevant emergency
behaviors in response to minor stress has been well documented in animals, as
well. Studies at the Wisconsin primate laboratory have shown that rhesus
monkeys with histories of severe early maternal deprivation display marked
withdrawal or aggression in response to emotional or physical stimuli (such as
exposure to loud noises, or the administration of amphetamines), even after a
long period of good social adjustment (87). In experiments with mice, Mitchell
and his colleagues (88) found that the relative degree of arousal interacts
with prior exposure to high stress to determine how an animal will react to
novel stimuli. In a state of low arousal, animals tend to be curious and seek
novelty. During high arousal, they are frightened, avoid novelty, and
perseverate in familiar behavior, regardless of the outcome. Under ordinary
circumstances, an animal will choose the most pleasant of two alternatives.
When hyperaroused, it will seek whatever is familiar, regardless of the
intrinsic rewards. Thus, animals who have been locked in a box in which they
were exposed to electric shocks and then released return to those boxes when
they are subsequently stressed. Mitchell concluded that this perseveration is
nonassociative, i.e. uncoupled from the usual reward systems.
In people, analogous phenomena have
been documented: memories (somatic or symbolic) related to the trauma are
elicited by heightened arousal (89). Information acquired in an aroused, or
otherwise altered state of mind is retrieved more readily when people are
brought back to that particular state of mind (90,91). State dependent memory
retrieval may also be involved in dissociative phenomena in which traumatized
persons may be wholly or partially amnestic for memories or behaviors enacted
while in altered states of mind (2,3,92).
Contemporary biological researchers
have shown that medications that stimulate autonomic arousal may precipitate
visual images and affect states associated with prior traumatic experiences in
people with PTSD, but not in controls. In patients with PTSD the injection of
drugs such as lactate (93) and yohimbine (52) tends to precipitate panic
attacks, flashbacks (exact reliving experiences) of earlier trauma, or both. In
our own laboratory, approximately 20% of PTSD subjects responded with a
flashback of a traumatic experience when they were presented with acoustic
startle stimuli.
Trauma,
neurohormones and memory consolidation.
When people are under severe stress,
they secrete endogenous stress hormones that affect the strength of memory
consolidation. Based on animal models it has been widely assumed (3,46,94) that
massive secretion of neurohormones at the time of the trauma plays a role in
the long term potentiation (LTP) (and thus, the over- consolidation) of
traumatic memories. Mammals seem equipped with memory storage mechanisms that
ordinarily modulate the strength of memory consolidation according to the
strength of the accompanying hormonal stimulation (95,96). This capacity helps
the organism evaluate the importance of subsequent sensory input according to
the relative strength of associated memory traces. This phenomenon appears to
be largely mediated by NE input to the amygdala (97,98, figure 2). In
traumatized organisms, the capacity to access relevant memories appears to have
gone awry: they become overconditioned to access memory traces of the trauma
and to "remember" the trauma whenever aroused. While norepinephrine
(NE) seems to be the principal hormone involved in producing LTP, other neurohormones
secreted under particular stressful circumstances, such as endorphins and
oxytocin, actually inhibit memory consolidation (99).
The role of NE in memory consolidation
has been shown to have an inverted U-shaped function (95,96): both very low and
very high levels of CNS NE activity interfere with memory storage. Excessive NE
release at the time of the trauma, as well as the release of other
neurohormones, such as endogenous opioids, oxytocin and vasopressin, are likely
to play a role in creating the hypermnesias and the amnesias that are a
quintessential part of PTSD (9,10). It is of interest that childbirth, which
can be extraordinarily stressful, almost never seems to result in post
traumatic problems (100). Oxytocin may play a protective role that prevents the
overconsolidation of memories surrounding childbirth.
Physiological arousal in general can
trigger trauma-related memories, while, conversely, trauma-related memories
precipitate generalized physiological arousal. It is likely that the frequent
re-living of a traumatic event in flashbacks or nightmares cause a re-release
of stress hormones which further kindle the strength of the memory trace (46).
Such a positive feedback loop could cause subclinical PTSD to escalate into
clinical PTSD (16), in which the strength of the memories appear so deeply
engraved that Pitman and Orr (17) have called it "the Black Hole" in
the mental life of the PTSD patient, that attracts all associations to it, and
saps current life of its significance.
Memory,
Trauma & the Limbic System
The limbic system is thought to be the
part of the CNS that maintains and guides the emotions and behavior necessary
for self-preservation and survival of the species (101), and that is critically
involved in the storage and retrieval of memory. During both waking and
sleeping states signals from the sensory organs continuously travel to the
thalamus whence they are distributed to the cortex (setting up a "stream
of thought"), to the basal ganglia (setting up a "stream of movement")
and to the limbic system where they set up a "stream of
emotions"(102), that determine the emotional significance of the sensory
input. It appears that most processing of sensory input occurs outside of
conscious awareness, and only novel, significant or threatening information is
selectively passed on to the neocortex for further attention. Since people with
PTSD appear to over-interpret sensory input as a recurrence of past trauma and
since recent studies have suggested limbic system abnormalities in brain imaging
studies of traumatized patients (103,104), a review of the psychobiology of
trauma would be incomplete without considering the role of the limbic system in
PTSD (also see 105). Two particular areas of the limbic system have been
implicated in the processing of emotionally charged memories: the amygdala and
the hippocampus (Table 2).
The
amygdala. Of all areas in the CNS, the amygdala is most clearly
implicated in the evaluation of the emotional meaning of incoming stimuli
(106). Several investigators have proposed that the amygdala assigns
free-floating feelings of significance to sensory input, which the neocortex
then further elaborates and imbues with personal meaning (101,106,107,108).
Moreover, it is thought to integrate internal representations of the external
world in the form of memory images with emotional experiences associated with
those memories (80). After assigning meaning to sensory information, the
amygdala guides emotional behavior by projections to the hypothalamus,
hippocampus and basal forebrain (106,107,109).
The
septo-hippocampal system, which anatomically is adjacent to the
amygdala, is thought to record in memory the spatial and temporal dimensions of
experience and to play an important role in the categorization and storage of
incoming stimuli in memory. Proper functioning of the hippocampus is necessary
for explicit or declarative memory (109). The hippocampus is thought to be
involved in the evaluation of spatially and temporally unrelated events,
comparing them with previously stored information and determining whether and
how they are associated with each other, with reward, punishment, novelty or
non-reward (107,110). The hippocampus is also implicated in playing a role in
the inhibition of exploratory behavior and in obsessional thinking, while
hippocampal damage is associated with hyper-responsiveness to environmental
stimuli (111,112).
The slow maturation of the hippocampus,
which is not fully myelinated till after the third or fourth year of life, is
seen as the cause of infantile amnesia (113,114). In contrast, it is thought
that the memory system that subserves the affective quality of experience
(roughly speaking procedural, or "taxon" memory) matures earlier and
is less subject to disruption by stress (112).
As the CNS matures, memory storage
shifts from primarily sensorimotor (motoric action) and perceptual
representations (iconic), to symbolic and linguistic modes of organization of
mental experience (83). With maturation, there is an increasing ability to
categorize experience, and link it with existing mental schemes. However, even
as the organism matures, this capacity, and with it, the hippocampal
localization system, remains vulnerable to disruption (45,107,110,115,116). A
variety of external and internal stimuli, such as stress induced corticosterone
production (117), decreases hippocampal activity. However, even when stress
interferes with hippocampally mediated memory storage and categorization, it is
likely that some mental representation of the experience is laid down by means
of a system that records affective experience, but that has no capacity for
symbolic processing and placement in space and time (figure 2).
Decreased hippocampal functioning
causes behavioral disinhibition, possibly by stimulating incoming stimuli to be
interpreted in the direction of "emergency" (fight/flight) responses.
The neurotransmitter serotonin plays a crucial role in the capacity of the
septo-hippocampal system to activate inhibitory pathways that prevent the
initiation of emergency responses until it is clear that they will be of use
(110). This observation made us very interested in a possible role for
serotonergic agents in the treatment of PTSD.
"Emotional
memories are forever"
In animals, high level stimulation of
the amygdala interferes with hippocampal functioning (107, 109). This implies
that intense affect may inhibit proper evaluation and categorization of
experience. In mature animals one-time intense stimulation of the amygdala will
produce lasting changes in neuronal excitability and enduring behavioral
changes in the direction of either fight or flight (118). In kindling
experiments with animals, Adamec et al (119) have shown that, following growth
in amplitude of amygdala and hippocampal seizure activity, permanent changes in
limbic physiology cause a lasting changes in defensiveness and in predatory
aggression. Pre-existing "personality" played a significant role in
the behavioral effects of amygdala stimulation in cats: animals that are
temperamentally insensitive to threat and prone to attack tend become more
aggressive, while in highly defensive animals different pathways were
activated, increasing behavioral inhibition (119).
In a series of experiments, LeDoux has
utilized repeated electrical stimulation of the amygdala to produce conditioned
fear responses. He found that cortical lesions prevent their extinction. This
led him to conclude that, once formed, the subcortical traces of the
conditioned fear response are indelible, and that "emotional memory may be
forever" (118). In 1987, Lawrence Kolb (29) postulated that patients with
PTSD suffer from impaired cortical control over subcortical areas responsible
for learning, habituation, and stimulus discrimination. The concept of
indelible subcortical emotional responses, held in check to varying degrees by
cortical and septo-hippocampal activity, has led to the speculation that
delayed onset PTSD may be the expression of subcortically mediated emotional
responses that escape cortical, and possibly hippocampal, inhibitory control
(3,16,94,120,121).
Decreased inhibitory control may occur
under a variety of circumstances: under the influence of drugs and alcohol,
during sleep (as nightmares), with aging, and after exposure to strong
reminders of the traumatic past. It is conceivable that traumatic memories then
could emerge, not in the distorted fashion of ordinary recall, but as affect
states, somatic sensations or as visual images (nightmares [81] or flashbacks
[52]) that are timeless and unmodified by further experience.
Psychopharmacological
Treatment
The goal of treatment of PTSD is to
help people live in the present, without feeling or behaving according to
irrelevant demands belonging to the past. Psychologically, this means that
traumatic experiences need to be located in time and place and distinguished
from current reality. However, hyperarousal, intrusive reliving, numbing and
dissociation get in the way of separating current reality from past trauma.
Hence, medications that affect these PTSD symptoms are often essential for
patients to begin to achieve a sense of safety and perspective from which to
approach their tasks. While numerous articles have been written about the drug
treatment of PTSD, to date, only 134 people with PTSD have been enrolledin
published double blind studies. Most of these have been Vietnamcombat veterans.
Unfortunately, up until recently, only medications which seem to be of limited
therapeutic usefulness have beenthesubject of adequate scientific scrutiny.
While the only published double blind studies of medications in the treatment
of PTSDhave been tricyclic antidepressants and MAO Inhibitors (122,123,124), it
is sometimes assumed that they therefore also are themosteffective. Three
double-blind trials of tricyclic antidepressants have been published
(122,124,125), two of which demonstrated modest improvement in PTSD symptoms.
While positive resultshave been claimed for numerous other medications in case
reportsand open studies, at the present time there are no data aboutwhich
patient and which PTSD symptom will predictably respond toanyof them. Success
has been claimed for just about every class ofpsychoactive medication,
including benzodiazepines (127), tricyclic antidepressants (122,125), monamine
oxidase inhibitors (122,129) lithium carbonate (127), beta adrenergic blockers
and clonidine (130), carbamezapine (131) and antipsychotic agents. The
accumulated clinical experience seems to indicate that understanding thebasic
neurobiology of arousal and appraisal is the most useful guideinselecting
medications for people with PTSD (124,125). Autonomic arousal can be reduced at
different levels in the CNS: throughinhibition of locus coeruleus noradrenergic
activity with clonidine and the beta adrenergic blockers (130,132), or by
increasing the inhibitory effect of the gaba-ergic system with gaba-
ergicagonists (the benzodiazepines). During the past two years a numberof case
reports and open clinical trials of fluoxetine were followedby our double blind
study of 64 PTSD subjects with fluoxetine (65). Unlike the tricyclic
antidepressants, which were effective on either the intrusive (imipramine) or
numbing (amitryptiline) symptoms of PTSD, fluoxetine proved to be effective
forthewhole spectrum of PTSD symptoms. It also acted more rapidly thanthetricyclics.
The fact that fluoxetine has proven to be such aneffective treatment for PTSD
supports a larger role of the serotonergic system in PTSD (66). Rorschach tests
adminstered by blindscorers revealed that subjects on fluoxetine became able to
takedistance from the emotional impact of incoming stimuli and to becomeable to
utilize cognition to harness the emotional responses tounstructured visual
stimuli (van der Kolk et al, unpublished).
While the subjects improved clinically,
their startle habituation got worse (van der Kolk et al, unpublished). The
5-HT1a agonist buspirone shows some promise in facilitating habituation (133)
and thus may play a useful adjunctive role in the pharmaco- therapy of PTSD.
Even newer research has suggested abnormalities of the N-methyl-D-aspartate
(NMDA) receptor and of glutamate in PTSD (134), opening up potential new
avenues for the psychopharmacological treatment of PTSD.
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